Design Risk Rules with a weighted scoring system to assess all your business contacts for compliance and to manage corporate risk. Risk Assessment results are compared to a range of scores on Risk Rates and the corresponding rate applied. Critical Rules can be defined to overrule calculated rates for critical data or exceptions such as Politically Exposed Persons or Trusts. Reviews are signed off by specified personnel to ensure accountability in line with statutory requirements.
Ensure that your Beneficiary details are correct and stay correct as your companies’ capital ownership changes. Beneficiaries are appointed as their shareholding is recorded and the system calculates ownership percentage based on voting shares across all classes. When changes are made to share certificates or Capital all affected Beneficiaries are updated dynamically.
Risk Rating is only one aspect of good compliance. You also need to ensure that your KYC and Due Diligence documents are up to date and discover which entities are missing risk related data. The Compliance module reports missing data so that you can be sure your assessment results are correct while Dashboard tools alert you to expiring documents such as passports and Powers of Attorney.
Moebius contains a suite of reports designed to meet the unique needs of Compliance Officers. An integrated tool for conducting background checks from multiple sources generates a consolidated report automatically linked to the entity. Corporate Structures from the simplest to the most complex are generated in exportable format with a few clicks. Lists of services provided, clients and their jurisdiction are easily generated on demand while a full History and Audit of data ensures that records are kept up-to-date and any changes are fully accounted for.